

GunnAllen Overview | Technology Tour
Please Note: In January 2009, GunnAllen Financial engaged Ridge Clearing & Outsourcing Solutions, Inc. (Ridge Clearing) as its fully-disclosed clearing partner. Ridge Clearing is a wholly owned subsidiary of Broadridge Financial Solutions, Inc. (BR, NYSE). Your business development consultant will provide you detailed information regarding of the benefits and functionality of the change to the clearing platform as well as information regarding our new top-rated broker workstation. Please disregard any reference to our former clearing firm in these presentations.



